SEC Form 4 · accession 0001181431-15-000966
Energy Transfer LP · ET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kelcy L Warren
Director · 10% Owner
Period of report
Jan 14, 2015
Accepted (ET)
Jan 15, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001276187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Jan 14, 2015 | P | 400,000 | $48.00 | A | 3,879,950 | I | By Kelcy Warren Partners II, LP |
| Common Units | holding | — | — | — | 11,924,110 | D | ||
| Common UnitsF2 | holding | — | — | — | 39,551,100 | I | By Kelcy Warren Partners, LP | |
| Common UnitsF3 | holding | — | — | — | 35,926,906 | I | By Seven Bridges Holdings, LLC | |
| Common UnitsF4 | holding | — | — | — | 300,538 | I | By LE GP, LLC | |
| Common UnitsF5 | holding | — | — | — | 2,506 | I | By ET Company, Ltd. | |
| Common UnitsF6 | holding | — | — | — | 42,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F2The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F3The reported units are owned directly by Seven Bridges Holdings LLC a limited liability company owned by Mr. Warren which received such units in a pro rata distribution from ETC Holdings LP. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F4The reported units are owned directly by LE GP, LLC. The reported units represent his estimated pro rata interest in LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F5The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- F6The reported units are held by reporting person's spouse as her separate property. Mr. Warren disclaims beneficial ownership of the reported units.