SEC Form 4 · accession 0001275283-17-000072
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M. Cameron
Director
Period of report
May 4, 2017
Accepted (ET)
May 5, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2017 | A | 329,682 | $0.00 | A | 598,683 | D | |
| Common Stock | May 4, 2017 | F | 136,910 | $64.38 | D | 461,773 | D | |
| Common StockF2 | May 5, 2017 | A | 16,000 | $0.00 | A | 477,773 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares (each equal 1 share of RAI Common Stock) earned based on May 5, 2016 - May 1, 2017 performance period.
- F2On May 5, 2017 the Non-Executive Chairman of Reynolds American Inc. (Company) was granted an Annual Equity Incentive Award in the form of 16,000 Deferred Stock Units (phantom stock). Under the terms of the Company's Equity Incentive Award Plan (Plan) for Directors, each Director is given the option to receive shares of Reynolds American Inc. Common Stock (NYSE trading symbol "RAI") in lieu of receiving Deferred Stock Units. Pursuant to the terms of the Plan, Director elected to receive this Annual grant in the form of 16,000 shares of Issuer's Common Stock.