SEC Form 4 · accession 0001275283-17-000046
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy H. Hawley
Officer — EVP - Operations of RJRT
Period of report
Mar 13, 2017
Accepted (ET)
Mar 14, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 13, 2017 | S | 5,586 | $60.6763 | D | 10,175 | D | |
| Common StockF3 | holding | — | — | — | 18,636 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 816 | I | Owned by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016.
- F2The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $60.59 to $60.81, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3These holdings decreased by 1.57 shares since the filer's last report due to share price adjustments under the unitized operation of the RAI stock fund in the Issuer's 401(k) Plan.