SEC Form 4 · accession 0001275283-17-000018
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy H. Hawley
Officer — EVP - Operations of RJRT
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2017 | A | 14,912 | $0.00 | A | 22,335 | D | |
| Common Stock | holding | — | — | — | 18,648 | I | Held by Trustee of 401(k) Plan | |
| Common Stock | holding | — | — | — | 816 | I | Owned by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares (each equals 1 share of RAI Common Stock) earned based on 2014-2016 performance period, and subject to time-based vesting through March 3, 2017.