SEC Form 4 · accession 0001275283-17-000004
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A. Boehner
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F1,F3 | $0.00 | Dec 31, 2016 | A | 180 | A | — | — | Common Stock | 180 | 5,357 | D |
| Phantom Stock UnitsF6,F1,F3 | $0.00 | Dec 31, 2016 | A | 182 | A | — | — | Common Stock | 182 | 204 | D |
Explanation of responses
- F1One Unit represents one share of Common Stock.
- F2Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.
- F3Units generally are payable upon termination of the director's service with the Issuer.
- F4Includes 42.05 additional Units paid as dividends on January 3, 2017.
- F5Director has deferred 25 percent of his cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.
- F6Includes .17 additional Units paid as dividends on January 3, 2017.