SEC Form 4 · accession 0001275283-16-000216
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P. Fragnito
Officer — President & CCO of RJRT
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 11:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 24, 2016 | A | 21,101 | A | — | — | Common Stock | 21,101 | 21,101 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of RAI common stock.
- F250% of the restricted stock units will vest on 12/15/2017 and 50% of the restricted stock units will vest on 12/15/2018.