SEC Form 4 · accession 0001275283-16-000214
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra Ann Crew
Officer — President & COO of RJRT
Period of report
Oct 18, 2016
Accepted (ET)
Oct 20, 2016 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 18, 2016 | M | 41,451 | $0.00 | A | 72,467 | D | |
| Common Stock | Oct 18, 2016 | F | 19,814 | $47.15 | D | 52,653 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 18, 2016 | M | 41,451 | D | — | — | Common Stock | 41,451 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of RAI common stock.
- F2The remaining 50% of the restricted stock units vested on 9/30/2016, and final Board approval of the payout of these restricted stock units occurred on October 18, 2016.