SEC Form 4 · accession 0001275283-16-000206
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murray S Kessler
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 12:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F1,F3 | $0.00 | Sep 30, 2016 | A | 207 | A | — | — | Commn Stock | 207 | 1,128 | D |
Explanation of responses
- F1One Unit represents one share of Common Stock.
- F2Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.
- F3Units generally are payable upon termination of the director's service with the Issuer.
- F4Includes 8.94 additional Units paid as dividends on October 3, 2016.