SEC Form 4 · accession 0001275283-16-000201
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jean-Marc Levy
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 10:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2016 | A | 5,099 | $0.00 | A | 5,099 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Upon election to the Company's Board of Directors, each "Eligible Director" of Reynolds American Inc. (Company) is granted an Annual Equity Incentive Award in the form of 8,000 Deferred Stock Units (phantom stock). Under the terms of the Company's Equity Incentive Award Plan (the "Plan") for Directors, each Director is given the option to receive shares of Reynolds American Inc. Common Stock (NYSE trading symbol "RAI") in lieu of receiving Deferred Stock Units. Pursuant to the terms of the Plan, Director elected to receive this prorated Annual grant in the form of 5,099 shares of Issuer's Common Stock.