SEC Form 4 · accession 0001275283-16-000200
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A. Boehner
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 10:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F3 | $0.00 | Sep 15, 2016 | A | 5,099 | A | — | — | Common Stock | 5,099 | 5,099 | D |
Explanation of responses
- F1One Unit represents one share of Common Stock.
- F2Under the Equity Incentive Award Plan for Directors, directors of the Issuer are granted a pro rata annual award upon election to the Company's Board of Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.
- F3Units generally are payable upon termination of the director's service with the Issuer.