SEC Form 4/A · accession 0001275283-16-000196
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Holly K Koeppel
Director
Period of report
Jun 30, 2016
Accepted (ET)
Aug 12, 2016 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F4,F1,F2 | $0.00 | Jun 30, 2016 | A | 470 | A | — | — | Common Stock | 470 | 18,003 | D |
Explanation of responses
- F1One Unit represents one share of Common Stock.
- F2Units generally are payable upon termination of the director's service with the Issuer.
- F3Director has deferred her cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.
- F4Includes 135.99 additional Units paid as dividends on July 1, 2016.
- F5This amendment is being filed soley to reflect an increase of 29.35 deferred units resulting from a mistakenly omitted payment of deferred units pursuant to the Deferred Compensation Plan for Directors.