SEC Form 4/A · accession 0001275283-16-000180
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nana Mensah
Director
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2016 | A | 8,000 | $0.00 | A | 95,280 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This form is being filed solely to amend the prior report which incorrectly reported the grant as 4,000 shares instead of 8,000 shares as a result of the August 31, 2015 stock split.
- F2On May 5, 2016 each "Outside" Director of Reynolds American Inc. (Company) was granted an Annual Equity Incentive Award in the form of 8,000 Deferred Stock Units (phantom stock). Under the terms of the Company's Equity Incentive Award Plan (Plan) for Directors, each Director is given the option to receive shares of Reynolds American Inc. Common Stock (NYSE trading symbol "RAI") in lieu of receiving Deferred Stock Units. Pursuant to the terms of the Plan, Director elected to receive this Annual grant in the form of 8,000 shares of Issuer's Common Stock.