SEC Form 4 · accession 0001275283-16-000144
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H. Dunham
Officer — Executive Vice President
Period of report
Mar 11, 2016
Accepted (ET)
Mar 15, 2016 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 11, 2016 | S | 21,862 | $51.1738 | D | 17,400 | D | |
| Common StockF3 | Mar 11, 2016 | S | 400 | $51.94 | D | 17,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2015.
- F2The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $50.87 to $51.78, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These share were sold in multiple transactions at prices ranging from $51.89 to $52.00, inclusive. The reporting person undertakes to provide to RAI, any security holder of RAI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.