SEC Form 4 · accession 0001275283-15-000084
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra Ann Crew
Officer — President & COO of RJRT
Period of report
Oct 26, 2015
Accepted (ET)
Oct 27, 2015 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commn Stock | Oct 26, 2015 | M | 74,266 | $0.00 | A | 74,266 | D | |
| Common Stock | Oct 26, 2015 | F | 34,669 | $44.27 | D | 39,597 | D | |
| Common Stock | Oct 26, 2015 | M | 41,451 | $0.00 | A | 81,048 | D | |
| Common Stock | Oct 26, 2015 | F | 19,016 | $44.27 | D | 62,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F2 | — | Oct 26, 2015 | M | 74,266 | D | — | — | Common Stock | 74,266 | 74,266 | D |
| Restricted Stock UnitsF4,F1,F3 | — | Oct 26, 2015 | M | 41,451 | D | — | — | Common Stock | 41,451 | 41,451 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of RAI common stock.
- F250% of the restricted stock units vested on 9/30/2015, and final Board approval of the payout of these restricted units occurred on October 26, 2015. The remaining 50% of the restricted stock units will vest on 9/30/2018.
- F350% of the restricted stock units vested on 9/30/2015, and final Board approval of the payout of these restricted units occurred on October 26, 2015. The remaining 50% of the restricted stock units will vest on 9/30/2016.
- F4Adjusted for 2-for-1 stock split on August 31, 2015.