SEC Form 4 · accession 0001275283-15-000078
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald S Rolfe
Director
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 16,670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F2,F4 | $0.00 | Sep 30, 2015 | A | 236 | A | — | — | Common Stock | 236 | 1,672 | D |
Explanation of responses
- F1Includes 73.028327 shares acquired on July 1, 2015, pursuant to a dividend reinvestment plan. Adjusted for 2-for-1 stock split on August 31, 2015.
- F2One Unit represents one share of Common Stock.
- F3Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units.
- F4Units generally are payable upon termination of the director's service with the Issuer.
- F5Adjusted for 2-for-1 stock split on August 31, 2015. Includes 11.75 additional Units paid as dividends on October 1, 2015.