SEC Form 4 · accession 0001275283-15-000015
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa J Caldwell
Officer — EVP & Chief HR Officer
Period of report
Feb 4, 2015
Accepted (ET)
Mar 3, 2015 · 12:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | A | 24,320 | $0.00 | A | 59,167 | D | |
| Common Stock | Mar 1, 2015 | F | 10,802 | $75.62 | D | 48,365 | D | |
| Common StockF1 | Feb 4, 2015 | A | 1,434 | $0.00 | A | 2,269 | I | Owned by spouse |
| Common Stock | Mar 1, 2015 | F | 469 | $75.62 | D | 1,800 | I | Owned by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance shares (each equal 1 share of RAI Common Stock) earned based on 2012-2014 performance period, and subject to time-based vesting through March 1, 2015.