SEC Form 3 · accession 0001140361-15-024565
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louisville Securities Ltd
10% Owner
Period of report
Jun 12, 2015
Accepted (ET)
Jun 17, 2015 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 77,680,259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 3 is being filed by Louisville Securities Limited ("Louisville") with regard to its beneficial ownership of certain shares of common stock, par value $0.0001 per share, of Reynolds American Inc. (the "Issuer"). Louisville is a wholly owned subsidiary of British-American Tobacco (Holdings) Limited, which is a wholly owned subsidiary of B.A.T. Industries p.l.c., which is a wholly owned subsidiary of Weston (2009) Limited, which is a wholly owned subsidiary of British American Tobacco (2009) Limited, which is a wholly owned subsidiary of British American Tobacco (1998) Limited, which is a wholly owned subsidiary of British American Tobacco p.l.c. ("BAT").
- F2Louisville is the record and direct beneficial owner of 77,680,259 shares of common stock of the Issuer (the "Shares"). British-American Tobacco (Holdings) Limited, B.A.T. Industries p.l.c., Weston (2009) Limited, British American Tobacco (2009) Limited, British American Tobacco (1998) Limited and BAT may be considered to be indirect beneficial owners of the Shares by virtue of their direct and indirect ownership of all of the equity and voting power of Louisville. BAT has, jointly with Brown & Williamson Holdings, Inc., filed a Form 4 with the Securities and Exchange Commission in relation to its indirect beneficial ownership of the Shares on June 16, 2015.