SEC Form 4 · accession 0000950157-17-001098
REYNOLDS AMERICAN INC · RAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brown & Williamson Holdings, Inc.
10% Owner
Period of report
Jul 19, 2017
Accepted (ET)
Jul 19, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275283
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 19, 2017 | J | 154,700,133 | — | A | 601,368,171 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with an internal restructuring as further described in Schedule 13D Amendment No. 6, filed with the Securities and Exchange Commission on July 19, 2017 ("Schedule 13D Amendment No. 6"), on July 19, 2017, BATUS Holdings Inc. ("BATUS") contributed 154,700,133 shares of common stock, par value $0.0001 per share, of Reynolds American Inc. to its wholly owned subsidiary Brown & Williamson Holdings, Inc. ("B&W"), pursuant to a Contribution Agreement, dated July 19, 2017, by and between BATUS and B&W. Please refer to Schedule 13D Amendment No. 6 for more information.