SEC Form 4 · accession 0001235110-15-000028

General Moly, Inc · GMO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP Engineering & Construction

Period of report

Dec 11, 2015

Accepted (ET)

Dec 15, 2015 · 11:26 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001275229

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 11, 2015	M	12,321	$0.00	A	638,175	D
Common Stock^F1	Dec 12, 2015	M	12,321	$0.00	A	650,496	D
Common Stock^F2	holding	—	—		—	158,000	I	By Robert Pennington Dolores R. Pennington P/ADM Mineral Development LLC Dated 10-15-2007

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted stock units^F3,F4,F5	—	Dec 11, 2015	M	12,321	D	—	—	Common Stock	12,321	12,321	D
Restricted stock units^F3,F6,F5	—	Dec 12, 2015	M	12,321	D	—	—	Common Stock	12,321	0	D

F1Represents acquisition of common stock upon vesting of restricted stock units.
F2Robert Pennington is the sole member of the Robert Pennington Dolores R. Pennington P/ADM Mineral Development LLC.
F3Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F4The restricted stock units vest as follows: one-third on December 11, 2014, one-third on December 11, 2015 and one-third on December 11, 2016.
F5One-third of the restricted stock units will convert to shares of the issuer's common stock on each vesting date and the shares will be delivered to the reporting person.
F6The restricted stock units vest as follows: one-third on December 12, 2013, one-third on December 12, 2014 and one-third on December 12, 2015.