SEC Form 4 · accession 0001080368-15-000017
General Moly, Inc · GMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson Feng Chen
Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2015 | C | 100,000 | $0.5408 | A | 190,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 10% Senior Convertible NotesF1,F2,F3 | $0.5408 | Apr 28, 2015 | C | 100,000 | D | — | — | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1The conversion price is equal to 80% of the greater of (i) the average volume weighted average price ("VWAP") for the 30 business day period ending on the business day prior to the date of notice of conversion, or (ii) the average number of shares of common stock into which the notes are convertible shall not exceed 100 shares of common stock for each $100.00 principal amount converted, subject to adjustment for stock splits, dividends and combinations.
- F2The notes are convertible at any time at the option of the holder into common stock of the issuer.
- F3The notes mature on December 26, 2019.