SEC Form 4 · accession 0001140361-17-035496
ANGIODYNAMICS INC · ANGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin J Gould
Director
Period of report
Sep 12, 2017
Accepted (ET)
Sep 14, 2017 · 3:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2017 | M | 25,000 | $14.31 | A | 65,064 | D | |
| Common Stock | Sep 12, 2017 | F | 19,776 | $18.09 | D | 45,288 | D | |
| Common Stock | Sep 12, 2017 | M | 14,000 | $13.53 | A | 59,288 | D | |
| Common Stock | Sep 12, 2017 | F | 10,471 | $18.09 | D | 48,817 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $14.31 | Sep 12, 2017 | M | 25,000 | D | Oct 19, 2011 | Oct 19, 2017 | Common Stock | 25,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $13.53 | Sep 12, 2017 | M | 14,000 | D | Aug 3, 2012 | Aug 3, 2018 | Common Stock | 14,000 | 0 | D |
Explanation of responses
- F1Options for one-third of the shares each became exercisable on 10/19/2011, 10/19/2012 and 10/19/2013, respectively.
- F2Options for one-third of the shares each became exercisable on 08/03/2012, 08/03/2013 and 08/03/2014, respectively.