SEC Form 4 · accession 0001680495-17-000002
NOODLES & Co · NDLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M. Hartnett
Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 15, 2017 | P | 32,800 | $3.58 | A | 61,682 | D | |
| Class A Common StockF2 | Jun 15, 2017 | P | 39,200 | $3.52 | A | 100,882 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.47 to $3.60, inclusive. The reporting person undertakes to provide to Noodles & Company, any security holder of Noodles & Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within this range.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.42 to $3.60, inclusive. The reporting person undertakes to provide to Noodles & Company, any security holder of Noodles & Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within this range.