SEC Form 4 · accession 0001275158-18-000114
NOODLES & Co · NDLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melissa Heidman
Officer — EVP & General Counsel
Period of report
Oct 16, 2018
Accepted (ET)
Oct 18, 2018 · 6:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 16, 2018 | M | 5,924 | $8.67 | A | 31,019 | D | |
| Class A Common Stock | Oct 16, 2018 | S | 5,924 | $13.00 | D | 25,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.67 | Oct 16, 2018 | M | 5,924 | D | Jul 2, 2013 | Sep 7, 2021 | Class A Common Stock | 5,924 | 0 | D |
Explanation of responses
- F1These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended