SEC Form 4/A · accession 0001275158-18-000111
NOODLES & Co · NDLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Melissa Heidman
Officer — EVP & General Counsel
Period of report
Aug 29, 2018
Accepted (ET)
Oct 15, 2018 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Aug 29, 2018 | S | 3,763 | $12.00 | D | 24,740 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold in compliance with a trading plan adopted by the reporting person on 7/26/18 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended
- F2Due to a clerical error by a third party stock administrator, the Reporting Person's Form 4 dated August 31st, 2018 incorrectly reported a disposition of 4,315 shares, rather than 3,763 shares as should have been initially reported.