SEC Form 4 · accession 0001275158-18-000097
NOODLES & Co · NDLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J B Murphy III
Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Aug 1, 2018 | A | 175,000 | $0.00 | A | 314,132 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $10.50 | Aug 1, 2018 | A | 25,000 | A | — | Aug 1, 2028 | Class A Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1These Restricted Stock Units vest on June 30, 2021.
- F2These options vest 25% per year beginning one year after the transaction date.