SEC Form 4 · accession 0001275158-18-000095
NOODLES & Co · NDLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
James Michael Chu
10% Owner
Scott Arnold Dahnke
Director · 10% Owner
CP6 Management, L.L.C.
10% Owner
Catterton-Noodles, LLC
10% Owner
Period of report
Aug 2, 2018
Accepted (ET)
Aug 2, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 2, 2018 | S | 526,541 | $10.00 | D | 10,032,245 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported on this Form 4 are held of record by Catterton-Noodles, LLC ("Catterton Noodles"). CP6 Management, L.L.C. ("CP^") is the manager of Catterton Noodles. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6.
- F2Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles, LLC: 10% Owner; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner and Director; Chu, James Michael: 10% Owner.