SEC Form 4 · accession 0001275158-16-000085
NOODLES & Co · NDLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Mears
Officer — EVP & Chief Marketing Officer
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 31, 2015 | P | 5,000 | $9.9787 | A | 5,000 | D | |
| Class A Common Stock | Jan 4, 2016 | S | 5,000 | $9.69 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.965 to $9.98, inclusive. The reporting person undertakes to provide to Noodles & Company, any security holder of Noodles & Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within this range.