SEC Form 4 · accession 0001275158-15-000080
NOODLES & Co · NDLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Felix Thomas Petrilli Jr.
Officer — EVP of Operations
Period of report
Nov 16, 2015
Accepted (ET)
Nov 17, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275158
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $10.64 | Nov 16, 2015 | A | 10,501 | A | — | Nov 16, 2025 | Class A Common Stock | 10,501 | 10,501 | D |
Explanation of responses
- F1These options fully vest over four years: the options will be 10% vested one year after the transaction date, 30% vested two years after the transaction date, 60% vested three years after the transaction date and 100% vested four years after the transaction date.