SEC Form 4 · accession 0001140361-18-025989
NOODLES & Co · NDLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Argentia Private Investments Inc.
10% Owner
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275158
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | May 24, 2018 | C | 1,522,098 | — | A | 8,281,849 | I | See Footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2,F3,F4 | — | May 24, 2018 | C | 1,522,098 | D | — | — | Class A Common Stock | 1,522,098 | 0 | I |
Explanation of responses
- F1Not applicable.
- F2Shares are owned directly by Argentia Private Investments Inc., which is a wholly owned subsidiary of Public Sector Pension Investment Board ("PSPIB"). PSPIB is an indirect beneficial owner of the reported securities.
- F3Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
- F4The Class B Common Stock has no expiration date and is convertible at any time at the election of the holder on a share-for-share basis into Class A Common Stock.
Remarks
Exhibit 99.1 - Joint Filer Information, filed herewith and incorporated by reference herein.