SEC Form 4 · accession 0000950103-18-012689
Ultra Clean Holdings, Inc. · UCTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Joe Williams
Officer — SVP, Customer Business Mgmt
Period of report
Oct 26, 2018
Accepted (ET)
Oct 30, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 26, 2018 | A | 14,895 | $0.00 | A | 95,313 | D | |
| Common StockF2 | Oct 28, 2018 | F | 4,131 | $10.01 | D | 91,182 | D | |
| Common StockF2 | Oct 28, 2018 | F | 4,131 | $10.01 | D | 87,051 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of October 26, 2018.
- F2Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.