SEC Form 4 · accession 0000950103-18-004413
Ultra Clean Holdings, Inc. · UCTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Speirs
Officer — SVP, North America
Period of report
Mar 8, 2017
Accepted (ET)
Apr 3, 2018 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 8, 2017 | S | 250 | $13.858 | D | 0 | I | by son |
| Common StockF3 | Mar 30, 2018 | A | 11,100 | $0.00 | A | 109,898 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 50 shares acquired by the reporting person's son on February 24, 2016 that were not previously reported by the reporting person on the Form 3 filed with the Securities and Exchange Commission on February 24, 2017. The Form 3 had the incorrect number for 200 shares and the correct number was 250 shares.
- F2This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.85 to $13.86. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 30, 2018. Excludes performance restricted stock units that will be determined based on performance factors following 2018 fiscal year end.