SEC Form 4 · accession 0000950103-18-002638
Ultra Clean Holdings, Inc. · UCTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald D'Ercole
Officer — SVP, Quality
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2018 | F | 1,152 | $19.73 | D | 58,060 | D | |
| Common StockF1,F2 | Feb 26, 2018 | F | 3,505 | $19.73 | D | 54,819 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.
- F2Includes 264 shares acquired under the Ultra Clean Holdings, Inc. Employee Stock Purchase Plan on November 3, 2017. This transaction is exempt pursuant to Rule 16-b3(c).