SEC Form 4 · accession 0000950103-17-007600
Ultra Clean Holdings, Inc. · UCTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheri Brumm
Officer — CFO, SVP Finance and Secretary
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 1, 2017 | S | 18,547 | $22.7774 | D | 170,939 | D | |
| Common StockF3 | Aug 1, 2017 | S | 1,965 | $23.5199 | D | 168,974 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a previously established Rule 10b5-1 Plan.
- F2This is the weighted average sale price. Shares were sold in multiple transactions at prices from $22.25 to $23.24. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3This is the weighted average sale price. Shares were sold in multiple transactions at prices from $23.48 to $23.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.