SEC Form 4 · accession 0000950103-17-007453
Ultra Clean Holdings, Inc. · UCTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheri Brumm
Officer — CFO, SVP Finance and Secretary
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2017 | A | 10,000 | $0.00 | A | 209,427 | D | |
| Common StockF2 | Jul 29, 2017 | F | 19,941 | $24.36 | D | 189,486 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of July 28, 2017.
- F2Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.