SEC Form 4 · accession 0000950103-17-002670
Ultra Clean Holdings, Inc. · UCTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Speirs
Officer — SVP, North America
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | M | 10,000 | $14.90 | A | 153,716 | D | |
| Common StockF1 | Mar 17, 2017 | S | 10,000 | $15.3819 | D | 143,716 | D | |
| Common Stock | holding | — | — | — | 200 | I | by son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Employee Stock Option (right to buy)F2 | $14.90 | Mar 17, 2017 | M | 10,000 | D | — | Apr 27, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.38 to $15.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2All shares are vested and exercisable.