SEC Form 4 · accession 0000950103-17-002669
Ultra Clean Holdings, Inc. · UCTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah E Hayward
Officer — SVP, Global Acct Mgmt
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | M | 30,000 | $14.90 | A | 114,831 | D | |
| Common Stock | Mar 17, 2017 | S | 30,000 | $15.40 | D | 84,831 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Employee Stock Option (right to buy)F2 | $14.90 | Mar 17, 2017 | M | 30,000 | D | — | Apr 27, 2017 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Shares sold pursuant to a previously established Rule 10b5-1 Plan.
- F2All shares are vested and exercisable.