SEC Form 4 · accession 0000950103-16-011536
Ultra Clean Holdings, Inc. · UCTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lavi Lev
Officer — SVP, Asia
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | A | 30,000 | $0.00 | A | 108,479 | D | |
| Common StockF2 | Feb 27, 2016 | F | 456 | $5.31 | D | 108,023 | D | |
| Common StockF3 | Feb 27, 2016 | F | 2,285 | $5.31 | D | 105,738 | D | |
| Common StockF4 | Feb 28, 2016 | F | 380 | $5.31 | D | 105,358 | D | |
| Common StockF5 | Feb 28, 2016 | F | 2,744 | $5.31 | D | 102,614 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of February 26, 2016. Excludes performance restricted stock units that will be determined based on performance factors following 2016 fiscal year end.
- F2Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a performance restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on February 22, 2016.
- F3Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on March 3, 2015.
- F4Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a performance restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on February 13, 2015.
- F5Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person on the Form 4 filed with the Commission on March 4, 2014.