SEC Form 4 · accession 0000950103-15-001836

Ultra Clean Holdings, Inc. · UCTT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 2, 2015

Accepted (ET)

Mar 4, 2015 · 6:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001275014

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 2, 2015	M	36,100	$6.55	A	261,111	D
Common Stock^F1	Mar 2, 2015	S	36,100	$8.3309	D	225,011	D
Common Stock	Mar 3, 2015	M	7,137	$6.55	A	232,148	D
Common Stock^F2	Mar 3, 2015	S	7,137	$8.4189	D	225,011	D
Common Stock	Mar 4, 2015	M	22,863	$6.55	A	247,874	D
Common Stock^F3	Mar 4, 2015	S	22,863	$8.2781	D	225,011	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F4	$6.55	Mar 2, 2015	M	36,100	D	May 9, 2006	May 9, 2015	Common Stock	36,100	69,157	D
Non-Qualified Stock Option (right to buy)^F4	$6.55	Mar 3, 2015	M	7,137	D	May 9, 2006	May 9, 2015	Common Stock	7,137	62,020	D
Non-Qualified Stock Option (right to buy)^F4	$6.55	Mar 4, 2015	M	22,863	D	May 9, 2006	May 9, 2015	Common Stock	22,863	39,157	D

F1This is the weighted average sale price. Shares were sold in multiple transactions at prices from $8.205 to $8.41. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2This is the weighted average sale price. Shares were sold in multiple transactions at prices from $8.40 to $8.466. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3This is the weighted average sale price. Shares were sold in multiple transactions at prices from $8.25 to $8.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4The option becomes exercisable over 4 years from the date of grant (5/9/2005), with 25% becoming exercisable after the first year and monthly thereafter.