SEC Form 4/A · accession 0000950103-15-001282
Ultra Clean Holdings, Inc. · UCTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin C Eichler
Officer — EVP, CFO
Period of report
Feb 19, 2014
Accepted (ET)
Feb 17, 2015 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001275014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 19, 2014 | S | 50,000 | $13.312 | D | 156,542 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 Plan adopted December 7, 2012.
- F2This amendment is being filed solely to correct the reported amount of securities disposed of in this sale transaction. The original Form 4 reported that 100,000 shares of Common Stock were sold in this transaction, but this amount was overreported due to administrative error by 50,000; only 50,000 shares of Common Stock were actually sold in this transaction. The amount reported in column 5 reflects the amount as of February 19, 2014.
- F3This is the weighted average sale price. Shares were sold in multiple transactions at prices from $13.03 to $13.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.