SEC Form 4 · accession 0001127602-16-059782

FIRST SOLAR, INC. · FSLR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Georges Antoun

Officer — Chief Commercial Officer

Period of report

Aug 4, 2016

Accepted (ET)

Aug 8, 2016 · 7:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001274494

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Aug 4, 2016	S	34,693	$44.00	D	151,471	D
Common Stock^F1,F3	Aug 4, 2016	S	33,779	$44.90	D	117,692	D
Common Stock^F1,F4	Aug 4, 2016	S	4,500	$45.80	D	113,192	D
Common Stock^F1,F5	Aug 4, 2016	S	2,198	$46.82	D	110,994	D
Common Stock^F1,F6	Aug 4, 2016	S	2,687	$48.26	D	108,307	D
Common Stock^F1,F7	Aug 4, 2016	S	3,500	$49.32	D	104,807	D
Common Stock	Aug 5, 2016	S	52,404	$43.96	D	52,403	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Represents shares of common stock sold by the reporting person to satisfy certain tax withholding obligations associated with the issuance of common stock relating to the vesting of KSTEPP performance units, as described in the Form 4 filed by the reporting person with the Securities and Exchange Commission on July 25, 2016. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on November 11, 2014.
F2This transaction was executed in multiple trades at prices ranging from $43.50 to $44.49. The price reported above reflects the weighted average sale price for the transactions reported on this line.
F3This transaction was executed in multiple trades at prices ranging from $44.50 to $45.49. The price reported above reflects the weighted average sale price for the transactions reported on this line.
F4This transaction was executed in multiple trades at prices ranging from $45.51 to $46.44. The price reported above reflects the weighted average sale price for the transactions reported on this line.
F5This transaction was executed in multiple trades at prices ranging from $46.64 to $47.03. The price reported above reflects the weighted average sale price for the transactions reported on this line.
F6This transaction was executed in multiple trades at prices ranging from $47.77 to $48.55. The price reported above reflects the weighted average sale price for the transactions reported on this line.
F7This transaction was executed in multiple trades at prices ranging from $49.07 to $49.48. The price reported above reflects the weighted average sale price for the transactions reported on this line.
F8This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on May 16, 2016.