SEC Form 4 · accession 0001225208-15-021831
Cool Holdings, Inc. · AWSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vernon A Loforti
Officer — Chief Financial Officer
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001274032
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.53 | Dec 3, 2015 | A | 50,000 | A | — | Dec 3, 2022 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The shares subject to the option will vest and become exercisable in 24 equal monthly installments beginning one month from the date of grant.