SEC Form 4 · accession 0000899243-18-022635
Cool Holdings, Inc. · AWSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caravel CAD Fund Ltd.
10% Owner
Period of report
Aug 16, 2018
Accepted (ET)
Aug 16, 2018 · 9:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001274032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2018 | S | 65,000 | $3.70 | D | 317,165 | D | |
| Common Stock | Aug 16, 2018 | S | 10,000 | $3.84 | D | 307,165 | D |
Table II — derivative securities
No Table II lines on this filing.