SEC Form 4 · accession 0001209191-19-017358
ASSURED GUARANTY LTD · AGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Lawrence Buhl
Director
Period of report
Mar 5, 2019
Accepted (ET)
Mar 6, 2019 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 5, 2019 | M | 3,873 | $11.13 | A | 59,352 | D | |
| Common SharesF1 | Mar 5, 2019 | S | 3,873 | $43.77 | D | 55,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Common SharesF2 | $11.13 | Mar 5, 2019 | M | 3,873 | D | May 5, 2010 | May 7, 2019 | Common Shares | 3,873 | 3,153 | D |
Explanation of responses
- F1The Common Shares reported herein as being sold were sold at a range of between $43.76 and $43.80 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F2All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting terms and expiration dates.