SEC Form 4 · accession 0001209191-18-062081
ASSURED GUARANTY LTD · AGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce E. Stern
Officer — Executive Officer
Period of report
Dec 10, 2018
Accepted (ET)
Dec 11, 2018 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 10, 2018 | M | 6,723 | $17.44 | A | 150,684 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Common SharesF1 | $17.44 | Dec 10, 2018 | M | 6,723 | D | Feb 9, 2015 | Feb 9, 2019 | Common Shares | 6,723 | 19,600 | D |
Explanation of responses
- F1All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates, but does not include 34,673 performance share units of various tranches.