SEC Form 4 · accession 0001209191-18-050092
ASSURED GUARANTY LTD · AGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W Kenny
Director
Period of report
Sep 6, 2018
Accepted (ET)
Sep 7, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 16, 2018 | G | 1,200 | $0.00 | D | 59,468 | D | |
| Common Shares | Sep 6, 2018 | M | 4,300 | $11.13 | A | 63,768 | D | |
| Common SharesF1 | Sep 6, 2018 | S | 4,300 | $41.21 | D | 59,468 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Common SharesF2 | $11.13 | Sep 6, 2018 | M | 4,300 | D | May 5, 2010 | May 7, 2019 | Common Shares | 4,300 | 4,306 | D |
Explanation of responses
- F1The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $41.20 and $41.25 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- F2Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable.