SEC Form 4 · accession 0001209191-18-010443

ASSURED GUARANTY LTD · AGO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President/CEO/Deputy Chairman · Director

Period of report

Feb 13, 2018

Accepted (ET)

Feb 15, 2018 · 4:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001273813

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares	Feb 13, 2018	M	200,000	$23.27	A	1,264,882	D
Common Shares^F1,F2	Feb 13, 2018	F	160,879	$35.14	D	1,104,003	D
Common Shares	holding	—	—		—	9,400	I	By Wife
Common Shares	holding	—	—		—	200	I	By Daughter
Common Shares	holding	—	—		—	345,000	I	By Family Limited Partnersip

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to Acquire Common Shares^F4,F3	$23.27	Feb 13, 2018	M	200,000	D	—	Feb 14, 2018	Common Shares	200,000	384,910	D

F1Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares.
F2The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.
F3Options vested as follows: 1/3 on 02/14/2009, 1/3 on 02/14/2010 and 1/3 on 02/14/2011.
F4All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 384,910 (after taking into account options exercised on 2/13/2018). The total does not include 172,235 performance share units.