SEC Form 4 · accession 0001209191-17-054424
ASSURED GUARANTY LTD · AGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Frederico
Officer — President/CEO/Deputy Chairman · Director
Period of report
Sep 28, 2017
Accepted (ET)
Sep 29, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 28, 2017 | S | 1 | $37.60 | D | 1,014,720 | D | |
| Common SharesF2 | Jun 14, 2017 | G | 10,825 | $0.00 | D | 1,003,895 | D | |
| Common SharesF2 | Jun 15, 2017 | G | 5,000 | $0.00 | D | 998,895 | D | |
| Common SharesF2 | Jun 22, 2017 | G | 250 | $0.00 | D | 998,645 | D | |
| Common Shares | holding | — | — | — | 9,400 | I | By Wife | |
| Common Shares | holding | — | — | — | 200 | I | By Daughter | |
| Common Shares | holding | — | — | — | 345,000 | I | By Family Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total includes 566 shares purchased on 6/30/2017 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
- F2This transaction represents a donation.