SEC Form 4 · accession 0001209191-17-030042
ASSURED GUARANTY LTD · AGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Jones
Director
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 2, 2017 | F | 1,016 | $38.02 | D | 12,521 | D | |
| Common SharesF2 | May 3, 2017 | A | 3,823 | $0.00 | A | 16,344 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common Shares being withheld to pay tax liability.
- F2Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting.