SEC Form 5 · accession 0001209191-16-096877
ASSURED GUARANTY LTD · AGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Frederico
Officer — President/CEO/Deputy Chairman · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 9, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 15, 2015 | G | 1,754 | $0.00 | D | 1,099,826 | D | |
| Common Shares | Jun 24, 2015 | G | 852 | $0.00 | D | 1,098,974 | D | |
| Common SharesF1 | Dec 22, 2015 | G | 16,345 | $0.00 | D | 1,083,585 | D | |
| Common Shares | holding | — | — | — | 9,400 | I | By Wife | |
| Common Shares | holding | — | — | — | 200 | I | By Daughter | |
| Common Shares | holding | — | — | — | 345,000 | I | By Family Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total includes 845 shares purchased on 06/30/2015 and 111 shares purchased on 12/31/2015 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.