SEC Form 5 · accession 0001571049-17-001366
NORTHSTAR REALTY FINANCE CORP. · NRF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T Hamamoto
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273801
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2016 | G | 125,189 | $0.00 | D | 370,205 | D | |
| Common Stock | holding | — | — | — | 207,002 | I | By the David T. Hamamoto GRAT 2016-NRF | |
| Common Stock | holding | — | — | — | 81,808 | I | By the David T. Hamamoto GRAT 2015-NRF | |
| Common Stock | holding | — | — | — | 3,261 | I | By the DTH Investment Holdings LLC |
Table II — derivative securities
No Table II lines on this filing.